Showing posts with label ethics. Show all posts
Showing posts with label ethics. Show all posts

21 Jul 2014

Solaris, Or, Do We Really Want To Make Contact?


By Paul Johnston



On Earth
As with many of his films, the opening section of Tarkovsky’s Solaris sets the scene for what is to come. Almost inevitably it starts with water. The camera lingers on a leaf floating down a stream, then on the weeds and reeds, pulled into movement by the flowing water. Slowly, insistently, the camera explores the peace and mystery of a world without humans - until we chance on part of a human figure and the camera pulls up to reveal the film’s protagonist, Kris Kelvin. This solitary individual may be vaguely aware of the beauty that surrounds him, but he is unable to draw any sustenance from it. It’s there, but it can’t help or really touch him. He is trapped in a world where there are always things to be done, but not much to be gained from doing them. A black horse trots by, magnificently at home in the world. Kelvin notices it and moves wearily on. In the distance a car draws up at the house and his father calls out to him, but Kelvin would rather be alone. And if the rain pours down on him until he is soaked, what difference does it make? He stands resolute, brooding emptily on his pain but determined to go on. After all, what else can he do?

Solaris, dir. Andrei Tarkovsky, 1972

Kelvin is staying with his father and his aunt and, despite the civilised atmosphere, it’s tense. He will soon leave on a mission that probably means he will never see his father again, but it is more than that. There is a sense of conflict and misunderstandings. Kelvin’s mother is dead and the house seems haunted by an absence that both father and son must have struggled with, but which hasn’t brought them together. It’s a large house with three people who are constantly getting in each other’s way. Everyone seems too full of his or her own emotions to have time for anyone else’s.

The arrival of Berton, a friend of the father’s who wants to talk to Kelvin about his mission, is another unwelcome intrusion. There were already too many people before he arrived. He brings his young son, who we see shyly and silently meeting the aunt’s young daughter - at least in this human contact, there is still something innocent and hopeful. The boy is alarmed when he sees the horse, now in its stable, but the aunt takes him by the hand and helps him to see that the horse is a beautiful creature and nothing to be frightened of. Meanwhile Berton insists on having a one-to-one conversation with Kelvin, but the discussion quickly goes wrong and Berton storms off, telling the father that, since their 20-year friendship had to end sometime, it might as well end now. The father in turn lambasts the son, saying that he shouldn’t be allowed into space because things out there are too fragile. The earth has adapted to people like him at a price, but they shouldn’t be allowed anywhere else. The tentative efforts of father and son to reach out to each other collapse.



Berton’s Unnerving Experience. 
Kelvin’s mission is to the planet Solaris and Berton visits him because he had an experience on that planet that he has never recovered from. Solaris is a paradox and an irritation - it is possible the planet may harbour some form of super-intelligence, but years of research have not been able to get beyond the initial promising but confusing signs. Has humanity finally come into contact with another intelligent form of life or is Solaris just another nondescript planet among countless others? Berton worked on the research station as a pilot and when an aircraft containing two scientists went missing, he was part of the search and rescue mission. His craft got separated from the others and he was sucked into a strange, swirling fog above the planet’s ocean. When he returned, he was in a state of shock and ran to his cabin, frightened at the idea of going outside the space station and terrified even to look out of a porthole.

Some time later when he had partially recovered, he insisted on making a formal statement about a discovery that he believes will change the future of the whole Solaris research project. Dressed in his military uniform and just about holding it together, he describes how, when he was sucked down into the fog, the surface of the ocean began to change and then formed itself into something that looked like a garden. The assembled scientists are shocked - it’s a big claim, but a weirdly senseless one: what would a garden be doing on the surface of a planet millions of miles from Earth? Berton appeals to the evidence of his video camera, which recorded everything he saw - except it didn’t; the film just shows clouds. Now it is Berton who is confused - did he really experience what he thought he experienced? To a sceptical audience and increasingly agitated, he continues his account. The garden was only the start. Shortly, after he saw a human figure, moving and being moved on the ever-changing ocean. But there was something horrible about the figure. It had no helmet or space suit - in fact, it was a child, a baby and huge, gigantic - something like four metres tall. And naked, absolutely naked, but with a horrible, sticky liquid, glistening all over its body. It was an image of human vulnerability turned into something horribly alien, which wasn’t dead but which also wasn’t fully alive.


Solaris, dir, Andrei Tarkovsky, 1972

Berton can’t cope with his experience, but neither can his audience. The majority conclusion is that, despite all his years of service and his professional discipline, Berton had a hallucination. His experience had no (or virtually no) relation to reality and so has no implications for research into the nature of the planet. Berton’s pathetic protests that he saw it all with his own eyes cut no ice - after all, haven’t we all mistaken a bush for an animal when it is dark and we are tired? Berton should just put everything behind him and move on - nothing or virtually nothing happened and it is certainly not worth thinking or worrying about. Ironically (or perhaps predictably) Berton’s discussion with Kelvin follows the same pattern - Berton feels he has something very important to say, his attempt to explain gets interrupted and the conclusion is that probably nothing happened, and even if it did, it does not have any significance and won’t affect the plans of the people who count. The reality of Berton’s experience - the moment that shattered a lifetime of disciplined professionalism - is denied, derided and discounted. What a ridiculous man!

Actually, he is a generous man. Humiliated (again), and confused and full of doubt, he doesn’t abandon his mission and, after storming off, makes a video call to pass on the information he hadn’t succeeded in sharing. After he left Solaris, he made contact with the family of one of the missing scientists whom he had been searching for when he got pulled into the fog. The scientist had separated from his wife shortly before or after the birth of their son, a child whose features were those of the baby Berton had seen bobbing on the ocean on Solaris. More Berton nonsense? Perhaps, but Kelvin should bear it in mind when he gets to the planet.

So what should we, the viewer, make of Berton’s experience? Later we learnt that the Ocean can project ideas from an individual’s unconscious, so perhaps the garden and the baby reflect what the missing scientists were longing for or were worried they would never see again. But why is this experience so destabilising for Berton? Later, he himself has a son and, although he is a rather preoccupied father, the boy offers him love and comfort, which he appreciates. (Interestingly, the mother is again very absent). In fact, babies and children are wildly out of place in the world of Solaris research and exploration, and in Berton’s world of technical proficiency and professional duty. What place in these worlds for vulnerability, growth and uncertainty? Really there should be no baby, but there is - only it’s a monster. It hasn’t developed, it has just grown; but growth without development is a horrible distortion. This is not a baby that warms the heart - it’s a baby that makes you wish you had never been born. (And why, one might ask, is that?)


More Unwanted Guests

Solaris, dir. Andrei Tarkovsky, 1972
When Kelvin gets to the Solaris space station, there are only two men on it - the loveable Snaut and the ruthless Sartorius. There was a third man - Giberian, a sensitive, philosophical type who was the first person to be sent Ocean-created “guests” and who committed suicide. Why? Sartorius’s verdict is clear - he was a coward. When the team’s research started to generate difficult-to-deal-with effects, he lost his scientific discipline, wallowed in his emotions and then gave up. An alternative explanation is loneliness and fear of madness. Giberian was the first person to be affected, so maybe he thought it was just something to do with him or that there was something wrong with him. There is an element of truth in this, but from a video message he left for his friend Kelvin it is clear that he recognised that others were also likely to get visitors. So perhaps it was the nature of his visitor? But we see her - a young girl in a blue negligee. Hardly a frightening apparition and she seems devoted to Giberian - in the video we see her bringing him a glass of milk. But he pushes her away and doesn’t want to have anything to do with her. Is this a guilty conscience? Is she someone he was involved with or wanted to be involved with in a way he now condemns? Or is it just that her innocence and submissiveness is painfully out of kilter with where he is and whom he feels he is? Whatever the detailed explanation, Giberian's conclusion is that he does not deserve to be alive.

Solaris, dir. Andrei Tarkovsky, 1972

Giberian’s response to his visitor is one extreme - he accepts the visitation as a judgement, tries to live with it but is unable to do so. Sartorius goes to the other extreme - he denies the visitors any significance. They are an irritation, a nuisance, and a trial or rather, since those words are already too emotional a description, they are a phenomenon that we must seek to understand and then learn to control. In the face of this crisis, Sartorius jettisons his humanity and clings to his role as a scientist. It is not hard to see whose response Tarkovsky has most sympathy with. At least, Giberian was brave enough and human enough to acknowledge that the appearance of his visitor raised questions about who he was; and if he could not unravel those questions in a positive way, at least he confronted them and make a choice that was real and his, even if despairing.

Snaut handles things differently from both of his colleagues. He is a man of compromise. He does not deny his humanity or seek to block out the reality and the meaning of the visitors; he just tries to find ways to get by. In part, he does this by not taking things too seriously. He pretends that his visitor’s being there is not that unusual, and he keeps himself constantly busy in a manic attempt to distract himself. When he can, he tries to laugh about the situation or see the irony in it. But his struggle is as desperate as Sartorius’s (or for that matter, Gibarian’s); and, while the violence of Sartorius’ denial is repulsive, the pathos of Snaut’s attempt to cope is deeply moving. The man is a wreck and, although his intelligence and his resilience are impressive, it really doesn’t look as if he is going to hold out much longer.


Solaris, dir. Andrei Tarkovsky, 1972

Kelvin, of course, is the one who finds a way through. His first response to the appearance of his dead wife Hari is Sartorius-like - he locks her in a rocket and, despite her screams, blasts her into space. But he is fortunate in who his visitor is - or perhaps the Ocean has finally worked out how to choose the right visitor. Kelvin is a well-defended man, but he has one weak spot (or possibly two) - his love for his wife meant something to him and he can’t quite reconcile himself to throwing it away (just as he can’t quite draw the line under his love for his lost mother). Kelvin makes a serious attempt to come to terms with his visitor. That involves taking them both seriously, being open to the pain of experiencing and thinking about things. 

Ironically (and in a way that creates some difficulties for the viewer), Kelvin is not a very sympathetic character - he is arrogant, narcissistic and a bit superficial. He is the hero of the film, but he is also the hardest character to admire. He does work hard on his relationship with Hari, but it is a struggle for him to admit his feelings for her, and even by the end of the film he still doesn’t seem to have taken on board the idea that a relationship involves two people and that you should at least try to see things from two perspectives rather than just one. So Kelvin and Hari never make it to a happy relationship - in fact, towards the end they are arguing just as much ever. But they do have a relationship and Kelvin does acknowledge both his need for contact and his difficulty in sustaining it. He is a wiser man at the end of the film - still sad, but able to experience his sadness and to try to make sense of it, so there is hope and an openness to the possibility of growth. 


The Problem of Hari. 
Kelvin’s dead wife Hari (or the Ocean’s recreation of her) is at the emotional heart of the film. Philosophically, one might think the big question she raises is: “What makes a living entity a human being?” or “When should we treat a living entity as human?”, but Tarkovsky is not very interested in that sort of question. In fact, Hari is the most human person in the whole film - she certainly serves as a role model for the men as to what being human does (or could) involve. Sartorius, of course, tells her that she is nothing - a matrix, a mechanical reproduction of the past. It is a brutal assault on her vulnerability, and she staggers under the blow; but she doesn’t take refuge in denial and she stays committed to thinking and feeling - unlike Sartorius, who smashes his glasses in pain and frustration and wanders off, muttering unconvincingly about others taking the easy route. 

Are we nothing? And if we are something, can we accept the something we are? The Ocean’s actions pose these questions to everyone on the space station, and the person who grapples with them most directly and most honestly is Hari. As a result, she learns and grows through the film, so that eventually she is much more than the Hari that was. Her first incarnation is child-like - unfazed by the strange situation she finds herself in, she accepts the good things it has to offer and seems to have little sense that anything could go wrong. She cannot explain her need to be in visual contact with Kelvin at all times, but she loves him and she trusts him - until he shuts the rocket door and blasts her screaming into space. Her second incarnation is more knowing and more painfully aware of her need for Kelvin - when he accidentally shuts another door on her, she is torn to pieces by her desperate need for him. 

Hari’s search to understand who (or what) she is has a terrible pathos, which is itself hard to endure. At times - for example, when she suggests to Kelvin that she may have epilepsy - we risk slipping into Sartorius-like complacency and forgetting that her situation of not knowing is not so different from our own. Generally, however, what we experience is sympathy with her pain and admiration for her willingness to face up to the truth. At one point Hari finds a picture of herself and only by looking in the mirror does she recognise who the photo depicts - it’s a heart-rending moment. We may like to think that “finding ourselves” is an exciting voyage of discovery, but as Hari’s experience demonstrates, recognising that you don’t know who you are is a terrifying experience. Instinctively, she turns to Kelvin for companionship - “Do you know yourself?” she asks, to which his defensive and not very convincing answer is: “As much as any Man does”. 


Solaris, dir. Andrei Tarkovsky, 1972

Hari’s search for truth may make her seem like Sartorius, but Sartorius does not want to understand, he wants to control. In fact, the response of Sartorius (and the other scientists) to the Ocean shows that it is not knowledge itself that they want; rather what they cannot cope with is not knowing, not understanding. If the Ocean is a mystery, an Other that cannot be subsumed into the reassuring conformity of the known, then it would be better it was destroyed. The Ocean is not seen as something that we might enter into dialogue with; rather it is a threat to the idea that Man knows (or one day will know) everything. Science is supposed to be about going beyond our own limitations and seeing the world objectively, but in Solaris that search for knowledge does not look very open-minded; on the contrary, as exemplified in the character of Sartorius, it looks like a blind and desperate insistence that the only right way to see the world is the way we humans see it.

By contrast, Hari is open to difference. While the men argue over which of them is right, she highlights the different way each of them reacts and sees this as something to accept and to welcome. While Kelvin strives to live in an impossible (and potentially rather bland) harmony with her, Hari wants to face up to their differences in the past and their difficulties in the present. She is also prepared to recognise the wider context of her relationship with Kelvin and the fact that this can generate conflict. After seeing a video in which Kelvin’s mother appears, she says, hurt and confused: “That woman hated me”. Kelvin, of course, wants to sweep everything under the carpet: “But you never met her”. To which Hari replies: “Why are you trying to confuse me? I remember perfectly well how we had tea together. And how she told me to go away”. 

The Ocean’s visitors confront Kelvin and his colleagues with aspects of themselves that they are reluctant to recognise or have anything to do with. Ironically, Hari faces a similar sort of issue in relation to her past. As Sartorius’s laboratory tests confirm, she is not Hari - if you prick her finger to take a “blood” sample, there is no need (and no point) in giving her cotton wool to staunch the bleeding. So how can “Hari” relate to Hari? At some points in the film, she relates with hate and envy - the only way she could be herself would be if she could kill the other Hari and destroy all trace of her. Later, she seems to come to terms with her own identity (and her difference), but is haunted by the fear that Kelvin won't be able to deal with her 'otherness': “I disgust myself. You must find me disgusting too. You do find me disgusting”, she screams. Part of the difficulty of real contact with others is that it puts you in contact with yourself. 


Solaris, dir Andrei Tarkovsky, 1972 

Hari has one other problem - she cannot die. Snaut, of course, jokes about this and talks about Satorius working on the Faustian problem of how to find a remedy for immortality; but when he is confronted with Hari coming back to life, he runs away - he cannot stand to watch these pseudo- resurrections. They make a joke of death and even for Snaut that is a joke too far. Towards the end of the film, Hari tries to choose suicide, but all she achieves is a painful death and an even more painful revival. Unlike Giberian’s suicide, Hari’s suicide attempt seems abrupt - an impulsive suicide of despair. She has reached a point where she no longer has the strength to go any further. But she has no choice but to go on. Her suicide would have been less meaningful than Giberian’s, but her inability to die made the attempt transparently meaningless. By the end of the film, she does achieve death, and this time it is a chosen death based on an understanding of who she is and what she wants. Eventually, Hari dies but she dies with dignity, and it is a better death than all her previous deaths including the death on Earth of the real Hari.


Coming Home
At the end of the film, as they reflect on all that has happened, Snaut tells Kelvin that it is time for him to return to Earth. The question is raised of whether Snaut still has a connection to earth (and so whether it will ever be time for him to return), but the focus is Kelvin, and it is clear that he will go back and go back a different man. The theme of homecoming is highlighted in the meditation on Brueghel’s Return of the Hunters painting. Interestingly (and appropriately), Hari is first draws our attention to it. What can a scene of medieval hunters returning to the warmth of their homes in the depth of winter mean to her? 


Pieter Bruegel (the Elder) 'The Return of the Hunters/Hunters in the Snow', 1565

At the beginning of the film, Kelvin has no thoughts for his home - insofar as he seems capable of thinking of anything, it is of his mission and its challenges. Sartorius too has no time to think of home. He thinks only of expanding the certainties of human knowledge until the whole universe is swallowed up. He is typically contemptuous of Giberian’s wish to be buried on Earth - what sense does that make? Is he missing the worms? But from Tarkovsky’s perspective, it is vital to have a sense of where you come from. As Hari looks at the picture, she clearly understands what it is like to come home, although perhaps she feels sad at the thought that there is nowhere for her to come home to or that her sense of what it might be like to come home is something she has stolen from someone else (the “real” Hari).

Kelvin’s sense of where he comes from grows during the film. He (and the other scientists on Solaris) learn many painful lessons, but being so far from the Earth also teaches them to love it and to accept their need for it. Giberian comes up with the idea of tying bits of paper around the ventilation ducts to create a noise that sounds like the rustling of leaves, and, while Snaut and Kelvin embrace this simple innovation openly even Sartorius makes use of it on the quiet. It is a noble thing to go where no Man has gone before, but it looks more like a flight than a sacrifice if you refuse to accept the loss this means for you. How can you know whom you are or what you are doing if you have lost any sense of connection to where you came from?

More positively, Kelvin’s experience of Solaris allows him to see the Earth and humanity as something that can be loved precisely because it is something that could be lost. We like to think that in a sense the world did not exist before we humans became conscious of it; and similarly, it suits our narcissism to see the Ocean as passive and to focus on our efforts to make contact with it. But this is a one-sided and defensive perspective. The unfathomable mystery of Solaris confronts us with a world that does not need us. Sartorius thinks we must understand the Ocean because it is Man’s destiny to understand Nature - as if our not understanding Solaris is Solaris’ or the universe’s problem rather than our own. Kelvin comes to understand that we ourselves are just a small part of Nature, but that still makes us something precious and worthy of love.

Sartre said that hell is other people, but he was wrong. Hell is our difficulty in dealing with our need for other people. This is the slow and painful journey Kelvin takes. He starts the film an intensely lonely figure, but his experiences on Solaris force him to confront the reality of his relationship with Hari. They also bring him back to earlier relationships and earlier losses. It is hard to know quite what to make of Kelvin’s mother and of his relationship to her - she is loving and beautiful, but she also seems slightly cold and distant. Kelvin clearly loved his mother, but while she was alive, he seems to have resented his need for her and when she died, he seems to have felt desperately abandoned. After a radiogram of his thoughts have been transmitted to the Ocean, he falls into a fever and in a strange dream is at last able to have contact with his mother that goes beyond his anger and recognises his need, but in a realistic way that his loving and not-too-bad mother can actually meet.

And then there’s the father. If Kelvin’s relationship to his mother is troubled, what hope is there for his relationship to his father? As with his mother, Kelvin has great difficulty acknowledging what his father means to him or the pain he feels at the distance between them. But, unlike his colleagues, Kelvin has a chance to go home; and the film ends with an image of him accepting his father and his father accepting him. So perhaps life is not just about focussing on your mission and forgetting everything else, maybe it is about feeling things and growing. Maybe contact with the Other is possible and bearable after all.


Solaris, dir, Andrei Tarkovsky, 1972


11 Jan 2014

Liberal Guilt in Dogville and Manderlay

by Emma Bell


Dogville (2003) and Manderlay (2005), dir. Lars von Trier


Lars von Trier’s Dogville and Manderlay formed the first two segments of a planned trilogy of ‘USA Films’, the third of which (Washington) has not yet been realised. The films tell the story of Grace - a fiercely moral gangster’s daughter who tries to radically reorganise the wretched conditions of the poor people she comes into contact with, yet with tragic consequences. In Dogville she willingly becomes an indentured labourer for a deeply impoverished town that initially protects her from gangsters, and in Manderlay she tries to liberate plantation workers still bonded into slavery. 

We can think about Dogville and Manderlay as working through political and moral problems that face the left in the West; and it is very probable that they are not, as so many have claimed, ‘anti-American’. This thinkingfilmcollective piece hopefully makes a good case for interpreting the films as critiques of European - particularly leftist and liberal - moral ideals, and for a therapeutic reading of the film as exposing the paradoxical pains of ressentiment - or liberal guilt. The piece is based on interviews I did with von Trier and Danish photographer Jacob Holdt, with whom von Trier collaborated on the photomontages that end the USA films. The interviews went into much depth about von Trier’s work on America as a ‘metaphor’ and on Holdt’s ideas about ‘liberal guilt’.

Lars von Trier and Jacob Holdt

Dogville and Manderlay can be analysed separately, as critiques of liberal guilt and the aftermath of slavery respectively. But as a moral critique they are contingent. This is because together the films explore the development of an individual’s moral ideal as effected by her socio-political circumstances – in this instance, ostensibly ‘democratic’ systems of power. Moreover, it is a moral idea that has profound political resonance in that Grace’s moral struggle is at the nexus of the individual and the collective. I think the films deeply problematize liberal morality, and this is evident through two basic concepts that explicate the moral paradoxes von Trier’s USA films.  The first is Nietzsche’s ideas of the slave-morality of ressentiment, and the second is on the dangers of liberal guilt. What follows is divided into two parts – the first is on ressentiment and focuses mainly on Dogville, the second is on Liberal guilt and focuses on Manderlay and Jacob Holdt's anti-racism photowork, American Pictures. Helpfully, von Trier’s quasi-autobiographical film was a self-satirising comedy entitled Erik Nietzsche: the Early Years - ‘Erik Nietzsche’ being a pseudonym von Trier has used since film school. I think that von Trier’s USA films are peppered with images of Nietzsche’s Genealogy of Morality, and that they unflatteringly reflect liberal politics. The films can be seen as a painful interrogation of liberal humanism and as a gradual working through of what Nietzsche identified as a morality of ressentiment underpinning liberal guilt.

Firstly, though, there arises the issue of to what extent, if at all, are the films political? Manderlay was controversial long before its release. A Lars von Trier film about slavery was bound to provoke nervous anticipation, and political groups started to protest about it even as it was in production. Originally, the film featured a deeply upsetting scene showing the slaughter of a live donkey – presumably the ex-slaves slaughtered the animal as famine set in. This scene prompted actor Phillip C Reilly to quit and animal rights groups to campaign to have the scene withdrawn. Von Trier conceded because he didn’t want the politics of animal rights issues to obscure the film’s political message. So what is this message?

When I interviewed von Trier about Manderlay, I told him that I wanted to talk about the political themes in his recent films. He looked distraught: "Oh shit! That sounds dangerous…!" he said. I was confused because the publicity campaign for Manderlay allowed no such qualms and broadcast that the film is an allegorical critique of the Bush administration and the conflict in Iraq. This declaration prompted angry reactions against the ‘anti-American’ attitude of his recent films - from the tough-justice meted out to the immigrant Selma in Dancer in the Dark and the rise and fall of Grace in Dogville and Manderlay, his films scandalised morally righteous American critics while provoking countless valuable column inches. The USA trilogy informed by Holdt’s work is unmistakably critical of America’s aggressive foreign policies, specifically its enforcement in Iraq and Afghanistan – strongly supported by British government as well as the governments of other countries - of what is apparently democracy. And conspicuous scare quotes in the film's publicity material suggested that Manderlay is a critical allegory of enforced regime change in Afghanistan and Iraq. Yet von Trier told me that that there are other very important factors that problematize this anti-American interpretation. I asked him whether this is really what the film is about - whether anti-American intervention in the middle-east is the film’s political message that he was so keen to make known. He said, “you can see [Manderlay] like that, but it was written before Iraq. So, no, it can’t be. But I believe that’s the way [my producer] Peter [Aalbaek-Jensen] thinks it should be sold. No, I do not object to the fact that you can see that in it, but why make a film that would do just that? I would never make a film like that. And it was written before we shot Dogville, actually." 

As a rule, Dogville and Manderlay are labelled as straightforwardly ‘anti-American’ political screeds - a liberal European’s resentment of American capitalism and American imperialism. This political reading is not so problematic: the films are set in America and feature typically Yankee characters such as gangsters, molls, hicks, and plantation owners; in vertiginous overhead shots, characters scurry across a vast map of the USA, neatly tessellated into states referred to as ‘hunting grounds’; and the finale credits of photo-montages are set, rather heavy-handedly, to David Bowie’s ‘Young Americans’. In the montages, Danish photographer Jacob Holdt’s pictures from the 1970s are juxtaposed to Dorothea Lange’s iconoclastic images of depression-era America – the same period in which the USA films are set. These are scandalising photographs of young America’s urban poor sinking wide-eyed into squalid demise without a liberal welfare state. These photographs make powerfully apparent that economic inequality is the rational exploitation of need. The photographs seem more like images from war-torn and developing countries, and shatter America’s public image of equality, prosperity, and self-sufficiency. Overall, the image of America is of the cruelty of the American Dream's victim-blaming myths of opportunity, equality, and community.

Elsewhere, von Trier has said that Manderlay is not an allegory of the occupation of Iraq as economic colonialism and self-interested nation-building: “I think that might be true” he said “that there is a parallel [between Manderlay and Iraq] but I don't consider [nation-building] an originally American problem, it's originally a European problem” [i]And he also related the USA films to his earlier work on European history: "about the political side of [the films]: I don’t think that there is such a big difference in the films now from what I’ve done earlier" - referring to the ‘Europe Trilogy’ films of 1980’s films, namely The Element of Crime, Epidemic, and Europa/Zentropa. These films disinter Europe’s unhappy memories and challenge the idea that post-war Europe is a straightforward situation of freedom. In this sense, one might see the diegetic space of the films as the work of a forensic pathologist – the sets marked out rather as the absent body and the weapons are described in chalk by police at a crime scene. The films, then, might be unsolved crimes.

At this point, it’s important to bear in mind that the content of the USA films is in many ways a product of their neo-Brechtian form. Von Trier told me emphatically that his idiosyncratic use of such stylistics  are not intended to enhance the content of the films. Rather it is the other way around. “The style of the film” he said, “is something much more than just the servant of the content, or a character, or some theme the film might contain… the content that could be the moral or political whatever … [but for me] the form comes before the content … It is difficult to divide, of course, form and content. But I am just objecting to this idea that you have some content then you make a form that pleases the content. That is the wrong way.”

So, how is a film like Manderlay a product of a desire to make a quasi-Brechtian film? Brecht’s depression era and gangster ridden America of impoverished workers, corrupt officials and ruthless gangsters is comparable to the milieu of Dogville and Manderlay such that that one can safely assume that von Trier’s form has dictated similar alienation effects and similar politically critical ideas. In an age where self-consciously political films are increasingly seen as dangerously unmarketable, von Trier’s USA films are a brave unification of form and content. Some of Brecht’s most famous plays are set in a similar sort of figurative and noir-esque America. But when Brecht set plays like The Resistible Rise of Arturo Ui in 1930s America, he was targeting European political problems. Von Trier’s films have never been popular in the USA. In part his desire to solicit American stars like Nicole Kidman, Lauren Bacall, James Caan, Willem Defoe, and Ben Gazara were a bid to break the American art-house market. But the main and faithful audience of von Trier films is predominantly European. In a quasi-Brechtian von Trier film, then, the European art house filmgoer could very well be faced with an unpleasant demoralisation of a sense of moral superiority over the USA. 

Brechtian theatre is, of course, designed to encourage audiences to see reflected on stage their own political condition and beliefs through techniques of epic theatre, alienation, and other verfremdungseffekts [distanciation effects]. But von Trier did not want the form of the films to alienate us in the sense that we do not identify with the characters, or have any emotional response to them: “compared to Bertolt Brecht” he said, “I am very decadent! [Brecht] had all these theories about why theatre should look this way, and I don’t. He somehow wanted people not to be emotional about things, right? And that’s why he took out all the natural elements. At least that’s how I understand it. But I want to be emotional. That’s maybe not the right word, but I want things [in my films] to be alive, even though they are in this stark surrounding. I take it more as an obstacle, and as a way to make emotional things even stronger. Maybe that’s what [Brecht] also wanted to do. But he also wanted to take away all sentimentality, and that is not my scope.” It is von Trier’s scope, then, to provoke in the audience very strong and often uncomfortable feelings.

Brechtian staging in Dogville (2003), dir. Lars von Trier

Von Trier agreed that this idea of questioning European liberal values is significant in the USA films: “the deeper conflicts in the films are not something that is especially American. It is something that is from right where you are yourself.” All in all, though, he told me, his films are political in the sense that they challenge his own left wing political ideals: “All I can say is that my technique is to go where it hurts, somehow. And of course that goes for memories and history. The way I see people and things is through my upbringing as left-wing cultural radical humanist. But no matter where you are, there are a number of questions that can be raised that hurt. That is the only explanation. But on the other hand, what I have actually tried in all my films, also the old ones, is to challenge myself and my beliefs. That’s the technique.”

So Dogville and Manderlay are not straightforwardly 'anti-American'. The tagline for Dogville, after all, is ‘a little town not far from here…’ If the films are political, I think it is by showing how democracy and ideals of freedom fail in an economically and racially unequal society predicated on myths of democracy, freedom, equality, and self-preservation. Dogville and Manderlay, then, can be said to explore the ways in which moral liberalism and enforced democracy might, in pious forms, lead to exploitation and dictatorial vengeance. Dogville explores the idea that power and cruelty are mutually reinforcing and the interdependence of charity and exploitation, credit and debt, cruelty and revenge. With Tom’s encouragement, Grace makes a social and personal experiment out of her desperate situation. She tests out her political ideals such that, rather than Dogville, it is her own compassion, her stoicism, left-wing clemency, and faith in moral integrity, that are on trial.

These are not, it seems to me, films about democracy in the sense of the individualistic capitalist idea of democracy. Rather, the democratic processes attempted in Dogville and Manderlay are collectives. Certainly, In Dogville the people are in individual business enterprises – in glassmaking, apple trading, and merchandising. However, it seems that the democratic freedom of individualistic economic struggle is partly to blame for the people’s poverty, and their need for what the philosopher Tom Edison calls ‘moral re-armament’. In fact, in Dogville, the townsfolk actually can’t vote, and their dubious commercial practices – one might say immoral business ethics – and economics are, it is inferred, a result of their poverty and their political powerlessness. Tom tells us that the Hensons grind cheap glasses to try to make them look expensive so they can sell them for more than they are worth. Ma Ginger has cornered the market in goods: she overprices her goods to make a profit by exploiting the fact that people are too poor to leave. In Dogville, people can’t afford to be democratic, as Tom tells us, they "used to leave to go vote, but since [the state imposed] the registration fee [to vote]  about a day’s wage for these people, they don’t feel the democratic need anymore."

The novel practice of 'voting' to see if Grace can stay in Dogville (2003), dir. Lars von Trier
So, the moral political law in Dogville is dictated by economics and the unfreedom of the capitalistic democratic process: people’s moral behaviour is compromised by powerlessness and poverty. The potentiality for ruthless competition and even lawlessness are, in a deeply impoverished and desperate society. This is why Grace’s moralistic sacrifice is  - as a needy and desperate refugee she is – in Nietzschean terms – a debtor whose moral obligation to her creditors is the basis of her moral behaviour. Tom, for example, critiques Dogville for not being a community – for suffering as individuals and not pulling together for the common good.

The moral laws of Dogville, then, are those intended to keep poverty and at bay. The laws take the form of a collective moral political process tested out in experiments with labour, welfare, and collective rule. At first, elections seem a good way of ensuring moral social agency through democratic collective action. Her labour is exploited as she is forced to earn her keep. She can stay only if she ‘offers’ to work far too hard and for free. Her self-sacrificing kindness and vulnerability make her a scapegoat for good folks’ moral shortcomings.  She believes the more she sacrifices herself and the harder she works, the more she will be accepted and valued. But her immigrant zeal is commandeered by the foot soldiers of the democratic capitalist ideal. The harder she works, the more contempt Dogville has for her, and the harder she is made to work. She does not strike back because she pities her abusers; the poor can’t help being opportunistic and cruel, she decides, because poverty leaves them morally bankrupt. Her goodness will be the moral rearmament Tom promised.

Grace 'pulling her weight' as obligated slave labour in Dogville (2003), dir. Lars von Trier

Economic outsiders and immigrants are a recurrent theme in von Trier’s work: the minor character ‘Miguel’ in The Idiots is seeking asylum in Denmark when he falls in with the politically satirical radical commune of idiots. In Dancer in the Dark, Björk played an immigrant caught in the poverty trap and forcibly criminalised for her desperation. Grace is herself a kind of refugee dependent on the kindness of strangers. I asked von Trier if Dogville’s abuse of Grace can be fairly through of as is an allegory of the refugee’s need for protection as causing vulnerability to exploitation? "It’s true" he said: “I agree…being an immigrant or being a refugee was very important in my family since my father and my mother both escaped to Sweden during the Second World War in a life or death situation. So, the whole thing about what you do with people who come to you fleeing from somewhere bad has always been very important in my family.”

The film can also be seen as a sharp attack on the moral panic surrounding multiculturalism and race relations in Europe. Recent right-wing and neo-conservative politics have been on the rise in Europe for some time. In the UK, for example, the far-right part the BNP has been gaining power and popularity for the last few years. And, like many Danes, many other Europeans are reacted very strongly to the asylum seekers and immigrants, and to the inclusion of Eastern European countries into the EU. Denmark has set very strict restrictions on immigration, much to von Trier’s disgust: “It’s a very bad sign to send to the world” he said “Denmark is still this comparatively rich country where people do not normally starve to death. In a way, it’s very spoilt to have this attitude towards strangers. But it’s one thing towards strangers; it’s another thing towards refugees. You must always be very hospitable. That was very important to my father. He saw that, in the way country treated refugees, you can see what their moral standards are. Not towards its own vulnerable people, but towards people in need coming from outside …foreigners are not necessary. Maybe you could say that they are necessary for the moral life of the country. But they are not necessary for the state. They are not necessary.”

Around the time of the film’s European release in February 2006, controversy and backlash about allegedly Islamaphobic cartoons of the prophet Mohammed printed in the Danish newspaper Jyllands Posten. This scandal reframed the film as yet another example of unhelpfully provocative Danish arrogance about the rights of Europeans to exert unrestrained freedom of speech. In an interview in the Manderlay Pressbook , von Trier said: “Racism has reared its ugly face in Denmark [so the film] is also about things in Denmark, perhaps”[ii].  Migrants to Europe can be feared and abused like Grace, and they have been treated with suspicion and contempt, because of, and not in spite of their perceived willingness and need to work. Their use value as a cheap and exploitable labour force is tolerated, even encouraged, and sometimes used to justify to the public their presence in ‘our’ country. In contemporary Europe, asylum seekers and immigrants habitually provoke the same kind of moral panic that Grace’s arrival triggers in Dogville; they are used and abused in ways similar fashion to the ruthless treatment of Grace, being coerced and often forced into multiple and menial low paid jobs as well as sex work in order to justify their presence as an economic burden. While immigrant zeal is a threat to the aspirations of nationals, the perceived willingness to undertake low-wage, menial labour is tolerated, encouraged even, when it validates the immigrant’s unsolicited shelter in ‘our town’, encouraging people to work harder for the accolades of prosperity, equality, and freedom that compose the classless liberal ideals of freedom, respectability and social welfare.

If Dogville is critical of American ideology, then it is by showing how economic compensates for a lack of stands in for democracy in economically unequal society. In fact, his films increasingly seem to express simultaneous melancholy and resentment about liberal morality and leftist hopes. Grace’s abuse at the hands of poverty-stricken people and their aggressive need to preserve themselves only serve to confirm the predator ideology of her gangster fathers. When her belief in the essential goodness of the virtuous poor is destroyed, it shatters an important aspect of her humanist liberal ideals in that she decides to use her power and to change society by force.

Grace’s vulnerability makes her a scapegoat for the good folk of Dogville’s moral shortcomings and an exploitable slave for their deep-rooted political powerlessness, bitterness and ambition. This can be well explored by turning to Nietzsche’s ideas of ressentiment and the liberal moral ideal. What is ressentiment? Firstly, it’s a very strongly held moral ideal that finds its social expression in moral suffering. The difference between Nietzschean ressentiment and mere resentment is that ressentiment has an ambivalent heart. Ressentiment describes a reaction to unequal relationships of power. The word is derived from resentir and ressentement­, both meaning a strongly held sense of woundedness and injustice that have no means of outward expression – it is an anger intensified by a sense of powerlessness. But the feeling-strongly of resentir also means actually expending such overwhelming feelings, often in reactionary internalized aggression and compensatory moral suffering. Nietzsche’s concept of ressentiment also has two meanings. He used the ambiguous French ‘ressentiment’, rather than German words like Verstimmung (irritation) or groll (rancour/pain/spite) to describe a double movement of reactive violence and the psychological internalization of such violence in excessive guilt.

Ressentiment, for Nietzsche, describes a moral idea that reacts to inequality by enslaving itself to the value of suffering. When Nietzsche’s resentir compares those who suffer to those who do not appear to suffer, a relationship of cause and effect is assumed. This gives suffering a meaning as well as a target for its feeling-strongly. Ressentiment goes beyond mere jealously and becomes desperate conviction that inequality will end only when those who do not suffer are shamed into capitulation. Freedom, power, and cheerfulness, then, seem immoral; those who do not suffer become needful objects of confrontation. The resentir thinks something like: “those who suffer are powerless; those who do not suffer are powerful and cause suffering; so the powerful are bad and the powerless are good; I want to be good so I freely choose to be powerless; In this way, I shall put an end to suffering.” For Nietzsche, this is the ‘slave’ or ‘ascetic’ morality that ‘only those who suffer are good, only the poor, the powerless, the lowly’[iii]. A ‘slave morality’ is deliberated self-negation in reactionary suffering. It’s opposite – the noble morality is not necessarily the will to have power over others; but the slave morality invariable is the will to have power, not only over others, but over oneself. It is the perversion of a will to change society and those who rule over it.

We can see this most obviously in the way in which Grace causes herself to suffer in Dogville, by the way that she condemns herself for both having power and for reacting to desperation by stealing a bone. The town philosopher, Tom Edison, immediately sees Grace’s vulnerability and need as an opportunity for moral-re-armament. He thinks to himself: “She could have kept her vulnerability to herself, but she had elected to give herself up to him at random. As….Yes….a gift. Generous, very generous”. He offers her some of his bread so that she doesn’t have to steal the bone. The bone was anyway mistakenly given to Moses the watchdog who was supposed to be kept hungry so he would stay vicious. This already is an allegory of the anger of destitution. As a morality of ressentiment, Grace thinks that those who suffer are – and should be - morally virtuous. So she refuses Tom’s bread: "I can't, I don't deserve that bread! I stole that bone, I haven't stolen anything before. So now, now I have to punish myself. I was raised to be arrogant, so I had to teach myself these things." As in ressentiment, she condemns herself for being immoral. She thinks that she can rid herself of guilt by choosing to suffer. As though suffering itself were a moralistic act of atonement. Her downfall comes when she refuses to extend these moral ideals to others by condemning the poor of Dogville.

Graces chats with apple farmer Chuck in Dogville (2003), dir. Lars von Trier

In terms of contemporary politics, Grace's moral dilemma take the form of the refugee’s debt to her sanctuary, illustrated in a dialectic of indigent suffering, need, and exploitation. Grace is a political fugitive, an economic migrant whose vulnerability and illegality is easily exploited by the destitute citizens of Dogville. Migrants to Europe are feared and abused like Grace, and they have been treated with suspicion and contempt, because of, and not in spite of their perceived willingness and need to work. Their use value as a cheap and exploitable labour force is tolerated, even encouraged, and sometimes used to justify their presence, encouraged even. Social inequality forces people to work harder for the accolades of prosperity, equality, and freedom that compose the classless democratic dream of freedom, respectability and social mobility through capitalistic endeavour.

The logic of ressentiment is a strategy of revenge against whatever or whoever is assumed to cause suffering. For Grace, her revenge is against her father’s and his gangster morality that takes no pity on the poor and exploits anyone for not fighting back. But ressentiment is only imaginary revenge in that the only person who suffers is the moralist himself or herself. Grace’s weakness is her generosity and her compulsion to moral instruction, they know she will not protest because she pities them. They see in her the possibility of financial embetterment, as well as a scapegoat for their sense of powerlessness – a have-nots vengeance against a trapped have. She is enslaved in a dialectic of charity and exploitation, debt and credit that intuits ressentiment in the high Nietzschean style. As with ressentiment, Grace wilfully enslaves herself the illusory consolation of ‘goodness’ in compensation for powerlessness and anger because of it. But when her gangster father appears, she is confronted with her unwitting complicity in her fate. Paraphrasing Nietzsche, perhaps, Grace argues that "dogs cannot be punished for doing what it is in their nature to do" and, accordingly, she cannot punish the impotent, ignorant townsfolk for exploiting her. Grace changes her mind when her father reminds her that dogs must be trained to be good by discipline and punishment and - implicitly - that she was 'trained' to be a gangster but rebelled by her own free will. 

Nietzsche understood that the excessively moral conscience is produced not through self-sacrifice but through the will to power. Grace has ensnared her own instinct for freedom, and the moral ideal of freedom she lives by, in the idealist trap of ressentiment. She is torn between her father’s gangstertorial diktat and her liberal humanist compassion. Empowered by a sort of Faustian pact with father, Grace sees the supercilious, self-refuting and arrogant righteousness at the heart of her moral stoicism. She forgave Dogville its cruelty only because she thought them too poor and ignorant to be answerable to her own moral standards. In doing so, she became enslaved as a selfless gift of ‘moral rearmament’. Romanticizing suffering was a futile means of trying to effect social change; such ressentiment perverts the moral piety it cherished. Grace is not an escape from ressentiment, but a coming-to-awareness of it without martyring oneself to force others to be good. Ressentiment is always vengeful, but it takes itself as the object of violence. When she relinquishes her moral suffering, Grace uncovers an abscess of vengeful violence that she releases on the people she tried to help. She does not escape ressentiment, as Nietzsche said one could not. But she understands it. Then she changes her mind. She comes to awareness of ressentiment’s vengeful benevolence and then takes literal revenge. She does not move entirely beyond ressentiment but she does stop despising herself and sacrificing herself for it. While one wants to cheer her on for overcoming the martyr’s ressentiment, it is not unequivocal that vengeful fury is the only alternative. Graces’ revolting conscience is an image of the morally frustrated liberal turning against themselves before becoming tyrants of the even less fortunate. What should have happened is that they actively turn against the political system that ultimately causes suffering.

In Dogville, Grace’s moral ideal of equality and of not taking power over others leads her to run away from her father’s powerful gangsters. He is trying to force her to take power over others and she chooses not to. But more than that, she chooses to be powerless. She runs from power, and protests the very idea of power over others. Yet her supremely moral act is to relinquish power entirely – when at the mercy of other powerless people she acts by not acting, by not protesting. Her moral law, then, does not apply to the powerless. She believes that the lowly are not to blame for immoral acts and that, as a powerful and privileged woman, she can help them by the gift of passivity and benevolence. But her morality of passive charity fails utterly exactly because she chooses to be powerless, such that people in fact do take power over her. Unlike her gangster father, she initially forgives them. This is perhaps because the power inflicted on her by the people of Dogville is a grotesque amplification of their own state of powerlessness - a kind of displaced vengeance is caused by her own choice to be powerless as a moral act. vengeance for their powerlessness. So Grace’s vengeance is borne of her moral ideal of suffering and of the virues of non-intervention. Really, her morality is a will to violence that has already condemned violence as immoral. Moreover, ressentiment is entirely rational; its ‘perversion of morality’ can be found 'in the very effects and affect that gives rise to and fuel ressentiment' - i.e.: social inequality[iv].

Ressentiment, Nietzsche tells us, is self-defeating in that it actively obscures social and political critique in its over-determination of moral suffering. Dogville’s key scene comes when, arguing the philosophy of liberalism with her gangster father, Grace’s morality is transformed from suffering martyr to vengeful angel. Her father, ‘The Big Man’, dismisses as ‘arrogant’ both Grace’s sympathetic conscience and her magnanimous belief in social accountability. Grace argues that dogs cannot be punished for their natures, and so she cannot punish the impoverished townsfolk of Dogville for exploiting her like a slave:

The Big Man: You don’t pass judgement, because you sympathise with them. A deprived childhood and a homicide really isn’t necessarily a homicide, right? The only thing you can blame is circumstances. Rapists and murderers may be victims, according to you. I call them dogs, and if they’re lapping up their own vomit the only way to stop them is with the lash…

Graces argues politics with 'The Big Man' in Dogville (2003), dir. Lars von Trier

The Big Man goes on to discredit Grace's refusal to bestow upon the people of Dogville the same ethic of personal responsibility with which she constantly berates herself; Grace exonerates their wickedness because of her ‘arrogant’ notion that nobody can possibly attain her high ethical principles. Dogs, muses Grace, "only obey their own nature. So why shouldn’t we forgive them?" Her father retorts that "dogs can be taught many useful things, but not if we forgive them every time they obey their own nature." Grace can be merciful, but morally she owes Dogville the right to be treated equally; she should maintain her own standards and treat the townsfolk as she would treat herself, giving them the right and responsibility of accountability for their actions. Grace prevaricates before reasoning that, by taking the mantle of power that underlies Nietzsche slave-morality. She uses her newly righteous power to "make this world at little better" and ensure that what happened to her cannot happen again; she yanks the leash hard, delivering Dogville a sound and unforgettable beating: she murders her tormentors and razes it to the ground. 

Dogville (2003), dir. Lars von Trier

Grace’s morality switches not to self-sacrifice but to a queasy equality of judgement – to the idea that her moral laws are not just applicable to those who have power but who choose not to use it by choosing to suffer. I trying to understand why the poor abused her, and with the aim of making sure it does not happen again, she changes her mind and decides that personal responsibility is not a privilege of economic security and class position. Through a coming to awareness of the inequality of her moral ideals, she comes to awareness of a profound and righteous resentment. This resentment brings her to a new moral agency – she comes to see that destroying Dogville could be in itself a moral act. In order to do this, she accepts the lawless form of power. To be moral, she has to be immoral. She has to relinquish her own moral ideals. Yet, in Manderlay, her moral disillusionment will lead her not to passivity and self-sacrifice but to intervention – ‘liberation, whether they want it or not’. As Nietzsche had it, ressentiment’s underlying anger forges irresolvable internal struggle and self-sacrifice that changes nothing. Were freedom really desired, that power ought to be outwardly directed. It is plausible, then, that ressentiment explains the moral preconditions of the interrogation of liberal humanism that we see in Manderlay.

Manderlay is in many ways a inferior film to Dogville - the cast seem too self-conscious, the script is clanging and histrionic, and Bryce Dallas Howard simply could not bring the voiceless intensity to the role of Grace that Nicole Kidman did. Nonetheless, the ideas expressed by the film are equally as devastating as in Dogville, and the film deserves critical recognition for its skewering of the dialectical destruction of unfettered liberal guilt. In Manderlay, Grace’s experience in Dogville incite her to use her power to do good. She decides to forcibly intervene in slavery. Manderlay's Grace is a spirited idealist with whom one sympathizes as her genuinely benevolent imposition of liberal democracy end up in dictatorial ferocity because, as von Trier has said, "it’s impossible to impose democracy by force. Every other system of government is easier to enforce [than democracy]"[v]. Idealists, von Trier has it, are unwittingly bondsmen in that they feel morally compelled to force their way of thinking on other people – especially people who live in undemocratic or perhaps even dictatorial regimes. In doing so, political idealists run the risk of trapping people into new moral laws which are, for Nietzsche –as I hope to convey - another kind of un-freedom. If people do not free themselves, they are – by definition unfree, and therefore vulnerable to being forced into political and social systems they may not want, or which – as in Manderlay – do not protect them from oppression, inequality, or danger. These films are, for the most part about is a spirited moral idealist who cannot understand why her compassionate imposition of democracy fails. Again, the people she is trying to help should be grateful – as the people of Dogville were desperate, as she herself was, the people of Manderlay are slaves, as she was. She feels guilty and she thinks she has the power to compensate black for what photographer Jacob Holdt has called ‘internalised racism’. In Manderlay, Grace believes it her duty as a middle-class white woman to compensate black people for the brutality of slavery: “We brought them here and we abused them and made them what they are.” This sense of liberal responsibility is touches on deep political concerns in Jacob Holdt’s work.

Manderlay is a reworking of Jacob Holdt’s American Pictures photo diaries. In the 1970s, Holdt was a middle-class Danish drop-out who chose to become a vagabond in the most deprived areas of America. Holdt responds to the poverty surrounding him with an urge to document it – to make the world see what was happening in prosperous democracies. Holdt’s involvement with the development of Manderlay was more extensive than is widely known; he was not only involved in creating the photo montages that close the USA films, but was very much involved in the progression of the narrative. Lars was very inspired by Holdt’s theories of ‘mental slavery’ and ‘internalized racism’. He was especially drawn to Holdt’s photographs of black workers in peonage in the deep South – the first offered to the and which still goes on today all over the world. When he returned to Denmark, he began giving lecture tours and showing the pictures all over the world. He wanted to raise awareness about the lasting effects of slavery and about ongoing racism in the west. In American Pictures, Holdt writes much about ‘internalised racism’ in which oppressed people begin to despise themselves because they resort to desperate, sometimes criminal measures to survive. And because they live in a country where they are allegedly free and where there are opportunities for all. They blame themselves for their oppression. Holdt told me about his work on Manderlay and why it was an important film for him:

Jacob Holdt: [Lars von] Trier asked me to photograph some pictures for him for [the film] Dear Wendy from a ghetto in America after which I helped him doing research on a good location for the movie. They wanted my photos so they could build up an exact American town up in Film city. Therefore we had a meeting in [his studios at] Zentropa at which he told me that his wife, Bente, was a great admirer of me, since she is a child care worker. Pedagogues use my shown all the time in their schools. Bente therefore suggested Lars that he should see American Pictures and we agreed to do a private showing for him and other Zentropa employees.


Afterwards Lars got the idea to use my pictures in the end of Dogville which he was just then finishing. But over the summer he was thinking a lot about two themes in my show – “the continuing mental slavery of blacks” and “internalized racism”. So when I later that year was sitting in Zentropa cutting my pictures into Dogville he kept running into the cutting room saying: “Jacob, Jacob, I have to talk to you. I want to make American Pictures as a comedy”.

After three meetings with me about “internalized racism” he said: “Ok, Jacob, now I go home to write the manuscript.” Only 3 days later he sent me an email with the finished manuscript to Manderlay in which I felt he expressed all my ideas better than I had myself been able to express them through 25 years of workshops.

Jacob Holdt, American Pictures (1985)

Manderlay overtly tackles race politics, civil rights, and political reform. It was considered so inflammatory in the USA that few black actors would go near it. Danny Glover initially turned down his part, objecting to the film’s overpoweringly white point of view, but eventually signed on because so few films tackle the subject at all. Far from being saintly or heroic, the black characters in Manderlay solicit their own oppression, preferring the certainties of enslavement to the dubious freedom of a morally destitute and undeniably racist America.

Glover wanted to show the horrendous oppression that faced newly freed slaves in America, as well as the hypocrisies of the American constitution, founded over the issue of slavery following the civil war and in anticipation of the burgeoning industrial capitalist state. Liberated slaves found free America to be hostile and antagonistic. And anti-discrimination legislations were exploited more by newly founded corporations than by black workers. The film’s denouement points to the economic and political reality of post-Civil war era America as starkly contradiction of the more generally accepted ideal of emancipation. It’s about the reality of reconstruction in which life actually did become a lot worse for many blacks after abolition and liberation.

Holdt initially conceived of his book as an attack on Denmark and as a warning to European liberals about what happens when you try to create an ideal of economic freedom in a racially segregated society. Holdt responded to racism and the on-going slavery of black people with a strong sense of liberal-guilt. He felt guilty for poverty but also because he felt compelled to document poverty. Holdt despised the aesthetics of pity that uses the suffering of others to embolden political indignation and moral righteousness. Sanctimoniously political art is radical. Liberals, he says, can be "the buffer troops of capitalism who absorb any critique of the system and distort and avert it by constantly raising it to the level of art [and] saccharine sentimentality"[vi]. 

Jacob Holdt, American Pictures (1985)

Can we see von Trier as a similarly leftist, 'anti-art' artist? Well, his well stated liberal politics express a great faith in anti-realism as well as in solidarity, collective power and ownership. This is reflected in projects such as Dogma’95, 100Cameras, The Advance Party, Filmbyen, The Five Obstructions, and other collaborative ventures and in the - albeit heavily scrutinised - spirit de corps of his films, such as satirical leftist-critique The Idiots. He seems to enthusiastically advocate collaboration, yet the ideal of collective power and egalitarianism is, he says, a thing of the past. And that, for him, is a sad state of affairs. While he works in collaborative venture, he is also a very purposeful auteur whose collective projects are an important defining facet of his oeuvre. And, as in the case of Dogma ‘95, his distinctive signature form is what actually defines the form that the collective project will take. "[It] is the same problem as the problem of democracy" he bemoaned “80% of Danes are too stupid for democracy, right? Because they think something else, or because they don’t agree with me! I would love to work in a community but I haven’t found others that would be stupid enough to do what I think is right! The will for this collective idea, nobody really seems to have it these days.” Von Trier explained the basic political premise of Manderlay thus: "it’s impossible to impose democracy by force. Every other system of government is easier to enforce than democracy. You can say a lot of nasty things about Bush, but don’t you think his heart is in it and he believes in what he is doing?" What on earth does this say about democracy? Similar tensions between the law of democracy and the individuals who enforce it are, of course, the dominant theme of Manderlay.

This seems to me be more of a liberal, one might say a left-wing model of democracy, rather than the more individualistic and economic self-sufficiency model offered by western countries. In Manderlay, the model of democracy is perhaps more obviously socialist : the plantation will be run without salaried workers – it will be a collective with communal ownership, shared labour,  and equality of provisions. In Manderlay, the will of individual is subject to the will of the equal majority: rule by the people for the people. This results in a different kind of unfreedom in that the individual is still subject to laws. Should the individual’s will disagree with the majority, they will be forcibly curtailed. This is the kind of freedom offered to Manderlay’s ex-slaves to combat deep racial and economic problems. Democracy – or, rather the kind of democracy we are offered in Dogville and Manderlay, is, it is strongly inferred, logically and inevitably immoral.  Democracy, one might think, is benevolent laws to ensure the moral quietude of all member s of society for the good of all. The social, then, is the consequence of failed moral ideals. In Manderlay, the social machine Grace wants to manufacture is borne of the disappointment of her moral ideal.

Ressentiment is not just a morality, it is a politics. Ressentiment is political when it becomes the basis for an enforced  collective such as that imposed upon Manderlay. Indeed, it needs to be collective to have any kind of social expression. The moral and democratic collectives that Grace tries to set up in Manderlay seems to me to be redolent of the concept of liberal guilt. Holdt’s diaries, on which the film is based, often express this idea of liberal-guilt and what might be called leftist self-loathing. Holdt notes that any attempt to represent the suffering of others is neutralized by its being ‘art’ or, worse, as ‘outsider art.’ In the USA Trilogy, von Trier reproduces such these themes as well as shocking episodes from Holdt’s book of starving and destitute black people still, in the 1970’s, picking cotton, bonded as debt slaves in peonage. The modern system of indentured labour replicates the democracy in Manderlay that renders black shareholders dependent on white Grace. Criticizing the liberals’ approbation of genuine suffering is not to devalue a desire for social change, it is to question Grace’s assumption that suffering could be the basis of an ethic.

Like Grace’s willingness to suffer, liberal guilt can be understood in terms of a morality of ressentiment. The instinct for freedom is felt to be immoral in that those considered free are not ‘all instincts which are not discharged outwardly turn inwards[viii]. This is the unhappy consciousness of leftist guilt. Nietzsche’s central idea of the ‘will to power’ is not compromised by the idea of moral guilt In fact, ressentiment is will to power and even subjection is will. Liberal guilt is contingent on a sense of moral wrongness and injustice, yet it becomes a kind of cruelty that embattles its own ideas of freedom. If those who are free cause suffering, then being free is immoral. The political dynamic she places her faith in, then is collective democracy in the form of a co-op. What Manderlay grapples with is the idea that moral law and enforcing moral law are necessary preconditions of a democratic collective. In Nietzschean terms, enforcing equality through punitive laws is driven by a slave-morality of ressentiment. According to Nietzsche, the formation of a community of masks liberal guilt in that ‘the individual’s dissatisfaction with himself is overridden by his delight at the prosperity of the community’[ix].

Grace is profoundly guilt about the situation of the slaves at Manderlay. believes it her moral duty to compensate and liberate violently displaced slaves: “We brought them here and we abused them and made them what they are.” She turns Manderlay into a democratic co-op where reluctant ex-slaves are taught to organise themselves and vote on important issues. She forces them to be free and take control of the financial security of Manderlay. But no-one is really in control and Grace increasingly bullies them into voting on what she thinks is important. They are soon starving and mutinous – they blame Grace for their terrible situation. She turns to ‘Mam’s Law’ because it is what the people understand and because it worked in the past. It worked because Wilhelm wrote it to keep the blacks safe. The rules ensured that they always had a roof over their head and food in their bellies without having to suffer the insurmountable difficulties of finding work outside the plantation gates. They had already been liberated and faced the terrors of unfreedom in an impoverished and unequal land where they will never really be free. They chose slavery over poverty. They do not want to vote on their own future as they have already taken control of their own fate. They want benign dictatorship. They vote not to be democratic. So Grace is enslaved in the role of un-free dictator. Her slave-morality led her to be the new Mam, forced to take control in a role in which she has not control whatsoever. Grace’s will outlaw domination by forcing people to be free - rehearses the slave-morality of ressentiment.  In her liberal guilt and her pity, Grace allows herself to become a slave to the suffering of people who cannot survive in the kind of democracy that thrives on inequality.

Slavery in Manderlay (2005), dir. Lars von Trier 

Wendy Brown’s contemporary reading of ressentiment is that it finds its expression exactly in liberal guilt. Brown reconfigures leftist ressentiment by showing how it operates on the moral pain of failure underlying what Walter Benjamin called ‘left-melancholy’ – a stubborn attachment to a failed ideal as well as to mourning its loss. The celebration of those who suffer might keep the fires of hope alive. Liberal guilt is imagines freedom to be dependent on social democracy: ‘Left melancholy’, according to Benjamin, is the bitter onetime radical’s sadness at the failed hope of a political ideal. According to Brown, this enacts a politics of ressentiment that is always doomed to failure. Like ressentiment, left-melancholy is sustained by compensatory suffering, self-limitation, and self-reproach of the kind that drives Grace in Manderlay - Vengeance and violence only ever crouch beneath Grace’s political morals – what Brown might call ‘a politics of recrimination and rancour … a tendency to reproach power rather than aspire to it, to disdain freedom rather than to practice it’[x]. Left-melancholy is ‘attached more to a particular political analysis or ideal—even to the failure of that ideal—than to seizing possibilities for radical change in the present’[xi].

Grace seems, on the surface, to transcend vulgar self-interest by feeling guilty and taking responsibility for the suffering and the moral failings of others. Liberal guilt is politically injurious in that it glorifies suffering and inculcates guilt that does not reach those who actually do have political power. Liberal guilt seems to covet power – as Grace takes the power she has to try to do good. Self-induced guilt is depends on social change to release it from suffering. It is passive. The liberal guilt that seems to drive Grace’s moral impulse is, as Brown tells us, forged in vengeful anger that hides in Manderlay seems to be a coming to awareness of the destructiveness of paternalistic guilt and of the violence of moralistic piety. It is to realise ressentiment’s self-imposed insistence on the moral superiority of the powerlessness.

In the slave-morality, liberals actually aspire to outsiderness, but cannot transcend the guilt of being bohemian, white, and middle-class. Their rage against the immorality of the powerful is, as it is for Grace, self-loathing. AS Nietzsche put it: ‘the ‘idealists’ and ‘beautiful souls,’ are all decadents’[xii]. For brown, leftist guilt is ‘blind to any way of changing society in a meaningful way’ because it chooses guilt and accountability instead of solidarity: ‘the language of recognition becomes the language of unfreedom’[xiii]. Guilt is a substitute for equality in that, as Holdt emphasised to me, it is paternalistic and does nothing to equalise the balance of power between marginalised people and the dominant social force, and it does nothing to bring people together. As Brown puts it, leftist guilt ‘re-inscribes incapacity, powerlessness, and rejection’[xiv]. Does contemporary liberal politics really seem resentful to von Trier? After all, his films often explore political and ethical problems in a left-ish stance. “Well”, he told me, “I felt like an idiot!” The political part of the work is a desire, not to destroy, but to challenge and rejuvenate leftist ideals.

The democratic ideal that is demoralised in Manderlay is a struggle to unforget the pain that drives Grace’s caricature of leftist morality. In my opinion, von Trier’s USA films, and especially Grace, reflect the leftist and the liberal European who (rightly) condemn American conservatism, but who do so in an attitude of moral superiority and political self-certainty. Grace is partly a cynical image of leftist guilt - the privileged daughter of a powerful family who refuses to rule over the seemingly powerless by exerting immoral social control. Her family signifies that power is taken through immoral acts. Grace is radicalised by liberal guilt at her station in life. Her leftist rebellion is her refusal to use her social privilege and financial muscle and instead makes herself indigent. She takes on a consolatory and excessively subordinate role in excess of her actions. She seeks to help others with her power and places her faith in the moral promises of liberal democracy. Grace’s morality is social and political. She places her trust in democracy, clemency, and moral integrity. von Trier’s targets are racists as well as supercilious or resentfully disillusioned leftists. Expecting, perhaps, a dark satire on American conservatism, the leftist cinema goer of the ‘USA films’ is hit smartly in the face by their own cartoon. As an allegory of moral conceit, von Trier’s The Idiots and USA Trilogy expose the self-defeating strategy of ressentiment. Ressentiment’s self-defeating nature, its moral over-investment in suffering, yields only irresolvable discontent.

Grace imposes the law of freedom in Manderlay (2005), dir. Lars von Trier

Left-melancholy stagnates into terminal irony, caustic nostalgia, and imagined losses. An aesthetics of ressentiment is pseudo-catharsis; protest folded back onto its own piteous shame, fuelled by revenge fantasies of the intractably impotent. Backed into a corner, the liberal moviegoer might be tempted to throw away ‘the fragment to which he had attached his hopes’[xv]. For A.O. Scott, the leftist guilt that pervaded contemporary leftist art-house films such as The Idiots, Dogville, Manderlay, Moodysson's Together, Bertolucci's The Dreamers, or Haneke's Caché, might have an unhelpfully consolatory purpose and ‘a salutary effect, since the discomfort they provoke, even when it takes the form of defensive anger, is an antidote to the soothing reassurance that we find elsewhere. Any masochistic embrace of art that tries to hit us where we found strength can provide its own perverse form of comfort. Feeling bad about oneself, feeling guilty, can be a way of affirming one’s goodness, a sign of moral virtue and political concern that costs nothing more than the price of a ticket’[xvi]. To be consoled in this way by art, to capitulate to leftist self-loathing and throw up one’s hands in defeat, would be to fall back again into the mire of ressentiment - to take oneself and one’s hopes as objects of hatred and ridicule. Thereby, one fails to effect any change at all except in one’s sense of political rightness and will to participate in political life – a sort of embarrassment of the will. Leftist art is reduced to attacking leftism and leftist audiences per se. Again, Nietzsche already warned us of this: ‘he who despises himself nonetheless esteems himself thereby as a despiser’[xvii].

In condemning America, the liberal movie goer of Dogville and Manderlay has already entered the game of ressentiment, have already failed to be political and has decided that it is futile to try to affect change. What, then, is the way out of ressentiment that does not depend on paternalistic moral excess? The remedial work of the USA films is to confront the disappointment of an incontrovertible moral ideal, and the angry sadness that fuels it, and understand the misdirected violence of powerlessness that ought to be directed at the political system.

Von Trier’s USA films are in many ways a means of somewhat reconciling leftist self-loathing by facing up to the anger and violence that are dispersed in liberal guilt and in undemocratic moral force. We see Grace’s liberal morality change as she faces and tries to change different social systems of democracy and freedom. Grace’s targets are first her aristocratic gangster class, then herself, then the working classes, then the meddling philosopher, then slave owners, then willing slaves, then, finally, politicians (the title of the unrealised third film, Washington, strongly implied that Grace would eventually exert her resentments on the so-called democratic political system that affects the social real she struggled to make good. The film was likely not made due to Manderlay's failings both artistically and financially). Despite its flaws, Manderlay's philosophical critique remains valid in the context of Dogville. Grace's moral ideal is disillusioned, yet her desire to change society is not. Marx himself wrote that disillusionment is the happy end to the state of unproductive labouring under falsified beliefs. Relinquishing the consolations of ressentiment ought not to lead to nihilism or resignation. Disillusionment is a good thing: disillusionment liberates one to ‘think, act, and fashion his reality as a man who has lost his illusions and regained his reason’[xviii]. Perhaps, as von Trier has joked, his greatest work will be called ‘The Happy Ending…’







[i] www.indiewire.com/article/lars_von_trier_chats_with_new_york_audiences_virtually_speaking
[iii] Nietzsche (1887 rpt. 1994) On the Genealogy of Morality, Cambridge: Cambridge UP, I:§8, p.19
[iv] Morelli, Elizabeth (1998) Rationality and Ressentiment, 20th World Congress of Philosophy, University of Boston: Paideia Archive
[vi] Holdt, Jacob, 1985, American Pictures: A Personal Journey Through the American Underclass, Denmark: American Pictures Foundation, p.165-7
[vii] Ibid
[viii] Nietzsche, op.cit., II:§16, p.61
[ix] Ibid, III:§18, p.106; I: §19, p.7
[x] Brown, Wendy (1995) States of Injury: Power and Freedom in late Modernity, Princeton: Princeton UP, p.55
[xi] Brown, Wendy (1999) “Resisting Left-Melancholy”, in: Boundary, v.2:26.3, Fall 1999, p.20
[xii] Nietzsche, “ Nietzsche contra Wagner” in (1887 rpt. 1974) The Gay Science, New York: Vintage, IV:§370, p.328, n.120
[xiii] Brown, 1995, p.65-6
[xiv] Ibid, p.69
[xv] Bürger, Peter (1974) Theory of the Avant-Garde, Minneapolis: Minnesota UP, p.xlix, n2
[xvi] Scott, A.O. (2005) “Discreet Masochism of the Bourgeoise”, in: The New York Times
[xvii] Nietzsche (1886 rpt. 1973) Beyond Good and Evil, Harmondsworth: Penguin, IV: §78
[xviii] Marx, Karl (1843-4) “Critique of Hegel’s Philosophy of Right”, cit. Bürger, op cit. p.9